Pilot Investigation of Stem Cells in Stroke Phase II Efficacy
Pilot Investigation of Stem Cells in Stroke Phase II Efficacy
The primary aim of this Phase II trial is to determine whether it is sufficiently likely that
 CTX DP treatment at a dose level of 20 million cells improves the recovery in the use of the
 paretic arm in acute stroke patients to justify a subsequent larger prospectively controlled
 study.

 This study will evaluate the safety and efficacy of intracerebral CTX DP at a dose level of
 20 million cells in patients with paresis of an arm following an ischaemic middle cerebral
 artery (MCA) stoke. Eligible patients will have no useful function of the paretic arm a
 minimum of 28 days after the ischaemic stroke (a modified NIH Stroke Scale (NIHSS) Motor Arm
 Score of 2, 3 or 4 for the affected arm).
Design: This Phase II efficacy trial is a multi-centre, open label, single arm,
 non-comparative design, administering a single dose of CTX cells 2 to 3 months post-ischaemic
 stroke with follow-up over 12 months. The trial will be overseen by an independent DSMB. The
 DSMB will adjudicate at predetermined intervals whether a patient has satisfied the primary
 response criterion and whether the ongoing safety profile justifies continuation or
 modification of the study.

 At least 21 patients will be enrolled to receive CTX DP (20 million cells) by stereotaxic
 intra-striatal injection ipsilateral to the location of the MCA ischaemic stroke.

 Pre-treatment selection of patients: Men and women, aged 40 or more, supratentorial ischaemic
 stroke or a stroke with elements of both in an area perfused by the MCA (i.e. stroke due to
 ischaemia resulting in infarct located in the basal ganglia, internal capsule, or corona
 radiata or a stroke due to ischaemia resulting in infarction of part of the cerebral cortex).

 Patients with a first stroke within the past 4 weeks (at time of consent) satisfying the
 following criteria: Modified NIHSS Motor Arm Score of 2 (some effort against gravity), 3 (no
 movement against gravity) or 4 (no movement) for the paretic arm post ischaemic stroke;
 Clinical diagnosis of stroke confirmed by physician using neuro-imaging (computerised
 tomography or magnetic resonance imaging). A Score of 0 or 1 for test 2 of the ARAT at visit
 1 and 2 using the affected arm.

 Treatment: One patient will be treated at one time. A single dose (20 million) of CTX DP
 cells will be administered intracranially via stereotaxic neurosurgery.

 Post-treatment follow-up: Patients will be followed for 12 months post-implantation.

 End-points: The primary endpoint of the trial is efficacy, using ARAT. Secondary endpoints
 are efficacy and safety. Outcome measures for efficacy include Fugl-Meyer, NIHSS, BI and RFA.
 Safety will be assessed by incidence of relevant adverse events monitoring patient's general
 physical condition and clinical measures (temperature, pulse rate and rhythm, ECG, blood
 pressure, full blood count, liver function tests, serum urea and electrolytes), immunological
 response and concomitant medications at the 7 follow-up visits to the clinic in the first
 year after treatment.

 Post-trial follow-up: Annual correspondence with family practitioners; Life-long follow-up
 for new diagnosis of cancer, site of primary tumour, and survival via National Cancer
 Registry.
Inclusion Criteria:

 -  Written informed consent or witnessed informed consent in the event that the patient
 is unable to sign informed consent due to paresis of the affected arm.

 -  Supratenorial ishaemic stroke

 -  Male or female aged 40 years or more.

 -  Stroke, at time of consent, satisfying the following criteria:

 -  Modified NIHSS Motor Arm Score of 2, 3 or 4 for affected arm visit 1 and visit 2.

 -  Clinical diagnosis of stroke confirmed by physician using neuro-imaging (CT or MRI).

 -  A Score of 0 or 1 for test 2 of the ARAT on day 28+7 and day 56+7 post-stroke using
 the affected arm.

 -  Ability to comprehend verbal commands.

 -  Eligible for neurosurgery including appropriate anatomical target for cell
 implantation.

 Exclusion criteria:

 -  - Prior history of stroke resulting in permanent moderate to severe disability (i.e.
 Rankin Scale greater than 2) (other than the presenting ischaemic stroke).

 -  Stroke due to haemorrhage.

 -  History of neurological or other disease resulting in significant functional
 impairment of the paretic arm impairing potential ability to pick up, lift and place a
 2.5 cm3 block (e.g. Parkinson's disease, motor neuron disease, arthritis, Dupuytren's
 contracture or fixed anatomical abnormality).

 -  Any contraindications to MRI including presence of a cardiac pacemaker (excluding
 MR-conditional cardiac pacemaker), metal fragments in eye etc.

 -  Uncontrolled blood pressure defined as systolic blood pressure ≥180 mm Hg or diastolic
 blood pressure ≥110 mm Hg (patients are only to be excluded if an initial value
 exceeding these limits is repeated on retesting over several days).

 -  Patient with a severe comorbid disorder, not expected to survive more than 12 months.

 -  Acute cardiovascular events other than the presenting ischaemic stroke (e.g.
 myocardial infarction, recent coronary intervention for symptomatic cardiac disease)
 considered by the Investigator or the anaesthetist responsible for the patient to
 place the patient at increased anaesthetic risk, 3 months prior to planned injection
 of CTX0E03 DP.

 -  History of malignant disease (except for non-melanoma skin cancer) within the previous
 5 years or any history of malignant brain tumours or brain metastasis.

 -  Current treatment with tamoxifen.

 -  Patients taking valproate drugs for any indication in whom it is not considered
 appropriate to discontinue the valproate for a period of one week prior and four weeks
 post neurosurgery. Patients in whom valproate is switched to an alternative agent
 during this period may be included.

 -  Requirement for antiplatelets and/or anticoagulants including heparin, warfarin or
 other anticoagulants/ medication that can not be interrupted to allow surgery.

 -  Requirement for intermittent (stop/start date from 1-month prior-to and 3 month post-
 CTX0E03 DP administration) use of oral antispasticity medications (oral antispasticity
 medications are acceptable if they have been taken regularly for at least one month
 prior to CTX0E03 DP administration).

 -  A history of uncontrolled diabetes e.g. history of hypoglycaemic or hyperglycaemic
 events requiring hospital admission over previous 6 months.

 -  Females of childbearing potential (FOCBP) (or within 2 years of last menstrual cycle)
 must have a confirmed negative pregnancy test at time of treatment and agree to use
 two reliable methods of contraception (e.g. oral contraceptive and condom,
 intra-uterine device (IUD) and condom, diaphragm with spermicide and condom) for the
 duration of this study

 -  Sexually active males with partners who are FOCBP must be willing to use a reliable
 method of contraception (e.g. barrier and spermicide or as described above) for the
 duration of this study.

 -  Considered unlikely to be able to attend for all follow-up visits.

 -  Organ transplant recipient

 -  In the opinion of the investigator, sustained consumption of alcohol or drugs at a
 level likely to be injurious to health.